HB1464 (2018) Detail

Relative to the bureau of securities regulation.


HB 1464 - AS INTRODUCED

 

 

2018 SESSION

18-2351

05/03

 

HOUSE BILL 1464

 

AN ACT relative to the bureau of securities regulation.

 

SPONSORS: Rep. Sapareto, Rock. 6

 

COMMITTEE: Commerce and Consumer Affairs

 

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ANALYSIS

 

This bill provides that the bureau of securities regulation shall have authority over any regulatory association of brokers and dealers.

 

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Explanation: Matter added to current law appears in bold italics.

Matter removed from current law appears [in brackets and struckthrough.]

Matter which is either (a) all new or (b) repealed and reenacted appears in regular type.

18-2351

05/03

 

STATE OF NEW HAMPSHIRE

 

In the Year of Our Lord Two Thousand Eighteen

 

AN ACT relative to the bureau of securities regulation.

 

Be it Enacted by the Senate and House of Representatives in General Court convened:

 

1  New Section; Bureau of Securities Regulation; Jurisdiction Over Securities Associations.  Amend RSA 421-B by inserting after section 3-301 the following new section:

421-B:3-301-a  Bureau of Securities Regulation; Jurisdiction Over Securities Associations.  The department of state, bureau of securities regulation shall have full and exclusive authority over any regulatory association of brokers and dealers operating in this state, whether registered as a national securities association or an affiliated securities association.  Such authority shall include the ability to issue fines, levies, or a suspension of activities.

2  Effective Date.  This act shall take effect 60 days after its passage.

Links

HB1464 at GenCourtMobile

Action Dates

Date Body Type
Jan. 24, 2018 House Hearing
Feb. 20, 2018 House Exec Session
House Floor Vote
March 6, 2018 House Floor Vote

Bill Text Revisions

HB1464 Revision: 2158 Date: Nov. 3, 2017, 11:21 a.m.

Docket

Date Status
Jan. 3, 2018 Introduced 01/03/2018 and referred to Commerce and Consumer Affairs HJ 1 P. 11
Jan. 24, 2018 Public Hearing: 01/24/2018 09:00 AM LOB 302
Feb. 1, 2018 Subcommittee Work Session: 02/01/2018 09:00 AM LOB 302
Feb. 20, 2018 Executive Session: 02/20/2018 LOB 302
Committee Report: Inexpedient to Legislate (Vote 20-0; CC)
March 6, 2018 Committee Report: Inexpedient to Legislate for 03/06/2018 (Vote 20-0; CC) HC 9 P. 6
March 6, 2018 Inexpedient to Legislate: MA VV 03/06/2018 HJ 6 P. 9